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Universal Market Integrity Rules
Results: 172

#	Item
111	Universal Market Integrity Rules Rules & Policies 10.3 Extension of Responsibility (1) Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:25:10 Economy of Canada Universal Market Integrity Rules
112	Universal Market Integrity Rules Rules & Policies 7.8 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:04 Security Investment Bid price United States Securities and Exchange Commission United States securities law Stock market Finance Financial economics
113	Table of Contents Enforcement REPORT Protecting Investors and Fostering Fair, Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-04-15 10:26:04 Self-regulatory organizations Business Financial regulation Investment Industry Regulatory Organization of Canada Securities Canadian securities regulation Universal Market Integrity Rules Financial adviser Securities Commission of New Zealand Financial economics Investment Finance
114	Marketplace Notice Liquidnet Canada Inc. Contact: Naomi Solomon Senior Policy Counsel, Market Regulation Policy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-09-28 09:05:04 Financial system Finance Order Dark liquidity Universal Market Integrity Rules Best execution Stock market Financial markets Financial economics
115	Universal Market Integrity Rules Rules & Policies 10.5 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:28:28 Economy of Canada Universal Market Integrity Rules Securities Act Financial regulation Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
116	Microsoft Word - Notice to Public re settlement hearing _NSI_.final.doc Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2012-01-31 07:58:29 Economy of Canada Universal Market Integrity Rules Securities Act Financial regulation Economy of the United States United States United States securities law 73rd United States Congress United States Securities and Exchange Commission
117	Rules Notice Technical UMIR Contact: Kevin McCoy Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-04-01 14:30:04 Economy of the United States New York Stock Exchange Business Universal Market Integrity Rules Dow Jones Industrial Average Trading halt Circuit breaker Investment Industry Regulatory Organization of Canada Trading curb Stock market Financial economics Investment
118	Universal Market Integrity Rules Rules & Policies 10.2 Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2014-03-05 12:22:21 Economy of Canada Universal Market Integrity Rules
119	Universal Market Integrity Rules Rules & Policies[removed]Report of Short Positions (1) Add to Reading List Source URL: www.iiroc.ca Language: English - Date: 2013-09-04 11:54:06 Financial markets CNSX Mathematical finance Stock market Universal Market Integrity Rules Short Futures contract Settlement Algorithmic trading Financial economics Finance Investment
120	Universal Market Integrity Rules Rules & Policies 7.9 Add to Reading List Source URL: www.iiroc.ca - Date: 2013-09-04 11:54:05

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